HomeMy WebLinkAbout2024-08-19 I01E_03 Assignment of Econ Dev Grants_The Quarter at Waukee LLC, Community State BankAGENDA ITEM:
CITY OF WAUKEE, IOWA
CITY COUNCIL MEETING COMMUNICATION
MEETING DATE: August 19, 2024
AGENDA ITEM:Resolution approving and authorizing execution of a City Consent to
Assignment of Economic Development Grants by and among the City of
Waukee, Iowa, The Quarter at Waukee, L.L.C., and Community State
Bank
FORMAT:Consent
SYNOPSIS INCLUDING PRO & CON: The City has received a request from the Developer
and Community State Bank, in the form of a proposed City Consent to
Assignment of Economic Development Grants, by and between the
Developer and Bank. The agreement states the bank is willing to extend
a loan for commercial development in the entertainment district, if the
City consent to an Assignment of Economic Development grants.
FISCAL IMPACT INCLUDING COST/BENEFIT ANALYSIS:
COMMISSION/BOARD/COMMITTEE COMMENT:
STAFF REVIEW AND COMMENT:
RECOMMENDATION: Approve the Resolution
ATTACHMENTS: I. Resolution
II. The Quarter at Waukee, L.L.C. – Agreement for Private
Development
PREPARED BY:Jennifer Brown, Economic Development Director
REVIEWED BY:
PUBLIC NOTICE INFORMATION –
NAME OF PUBLICATION:
DATE OF PUBLICATION:
I1E3
RESOLUTION NO. ______
RESOLUTION APPROVING AND AUTHORIZING
EXECUTION OF A CITY CONSENT TO ASSIGNMENT OF
ECONOMIC DEVELOPMENT GRANTS BY AND AMONT
THE CITY OF WAUKEE, IOWA, THE QUARTER AT
WAUKEE, L.L.C., AND COMMUNITY STATE BANK
WHEREAS, on the 19th day of December, 2022, the City of Waukee, Iowa (the "City")
and The Quarter at Waukee, L.L.C. ("Developer") entered into an Agreement for Private
Development, as amended by a First Amendment dated January 17, 2023, a Second Amendment
dated March 6, 2023, a Third Amendment dated July 10, 2023, and a Fourth Amendment dated
January 15, 2024 ("Development Agreement") pursuant to which the Developer agreed to
construct certain Minimum Improvements (as that term is defined in the Development
Agreement) and prepare certain property located in the City’s The Quarter Commercial Urban
Renewal Area (the "Development Property") for construction of certain commercial structures
that would be occupied by commercial businesses, and the City agreed to provide certain
Economic Development Grants to the Developer in exchange for Developer’s obligations under
the Development Agreement; and
WHEREAS, the City has received a request from the Developer and Community State
Bank ("Bank"), in the form of a proposed City Consent to Assignment of Economic
Development Grants (the "Consent") by and between the Developer and Bank; and
WHEREAS, James L. Mann, individually ("Borrower") has applied to Bank for a certain
loan (the "Loan") pursuant to the terms of that certain Loan Agreement by and between
Borrower and Bank (the "Loan Agreement"); and
WHEREAS, a portion of the proceeds of the Loan will be contributed by Borrower into
and for the benefit of that certain entertainment development to be located on the Development
Property owned by Developer; and
WHEREAS, Bank is willing to extend the Loan to Borrower subject to, among other
things, Developer assigning to Bank, Developer’s right, title and interest to certain Economic
Development Grants described in the Development Agreement, ("Limited Economic
Development Grants"); and
WHEREAS, the Bank has requested the City’s consent before the Developer assigns any
of its rights and obligations under the Development Agreement, and the City is willing to provide
such consent under the terms set forth in the proposed Consent.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF WAUKEE, IOWA:
Section 1. That the form and content of the Consent, the provisions of which are
incorporated herein by reference, be and the same hereby are in all respects authorized, approved
and confirmed, and the Mayor and the City Clerk be and they hereby are authorized, empowered
and directed to execute, attest, seal and deliver the Consent for and on behalf of the City in
substantially the form and content now before this meeting, but with such changes,
modifications, additions or deletions therein as shall be approved by such officers, and that from
and after the execution and delivery of the Consent, the Mayor and the City Clerk are hereby
authorized, empowered and directed to do all such acts and things and to execute all such
documents as may be necessary to carry out and comply with the provisions of the Consent as
executed.
PASSED AND APPROVED this 19th day of August, 2024.
______________________________________
Mayor
ATTEST:
__________________________________
City Clerk
1
96579794.3
CITY CONSENT TO ASSIGNMENT OF ECONOMIC DEVELOPMENT GRANTS
THIS CITY CONSENT TO ASSIGNMENT OF ECONOMIC DEVELOPMENT
GRANTS (“Consent”) is made as of the _____ day of July, 2024 by and among The Quarter at
Waukee, L.L.C, an Iowa limited liability company (“Developer”), Community State Bank, an
Illinois state-chartered bank (“Bank”) and The City Of Waukee, Iowa, a municipality established
pursuant to the Iowa Code (the “City”).
RECITALS
WHEREAS, on December 19, 2022, Developer entered into a certain Agreement for
Private Development (the “Agreement”) with the City, as previously amended four times and as
may be amended from time to time (a copy of which is attached hereto as Exhibit “A”) for the
development of certain real estate located in the City of Waukee, Dallas County, Iowa, as more
particularly described in the Agreement (the “Development Property”); and
WHEREAS, James L. Mann, individually (“Borrower”) has applied to Bank for a certain
loan (the “Loan”) pursuant to the terms of that certain Loan Agreement by and between
Borrower and Bank dated of even date herewith (the “Loan Agreement”); and
WHEREAS, a portion of the proceeds of the Loan will be contributed by Borrower into
and for the benefit of that certain entertainment development to be located on the Development
Property owned by Developer; and
WHEREAS, Bank is willing to extend the Loan to Borrower subject to, among other
things, Developer assigning to Bank, Developer’s right, title and interest to those Economic
Development Grants as described in the Agreement derived from the buildings identified in
Exhibit “B” attached hereto, and specifically excluding Economic Development Grants derived
from any other buildings constructed on the Development Property described in the Agreement
(hereinafter referred to as “Limited Economic Development Grants”) pursuant to that that certain
Assignment of Economic Development Grants dated on or about even date herewith (the
“Assignment”); and
NOW, THEREFORE, in consideration of the foregoing recitals, the agreements,
promises and covenants herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties to this Consent hereby agree as
follows:
1. Consent to Pledge.
(a) The City hereby acknowledges and consents to the pledge by Developer to
Bank of all of Developer’s right, title and interest in and to the Limited Economic
Development Grants and all proceeds and benefits therefrom as set forth in Section 7.1 of
the Agreement as partial security for the obligations of Borrower to Lender pursuant to
the terms and conditions of the Assignment, the Loan Agreement and all other documents
evidencing, securing or otherwise executed in connection with the Loan. The City
Community State Bank / J. Mann
City Consent to Assignment of Economic Development Grants
2
further acknowledges and agrees that the Assignment is permissible pursuant to Section
6.1 of the Agreement. For the avoidance of doubt, Bank’s rights to the Limited Economic
Development Grants under the Assignment shall be no greater than those of the
Developer under the terms of the Agreement.
(b) The City further acknowledges, and Developer acknowledges, agrees and
irrevocably directs, so long as the Agreement remains in effect, or until the City is
otherwise notified in writing by Bank, all payments of the Limited Economic
Development Grants shall be paid by check made out in the name of the Bank and
delivered by the City to the Bank at the address for the Bank set forth in Section 8 below,
for further deposit by the Bank into account number xxx-061-0 in the name of Developer
at the Bank. To the extent any Limited Economic Development Grants are paid to the
Bank pursuant to this Assignment, Developer agrees that the City shall have no further
liability to Developer for the same, and Developer releases the City from any claims
related to or arising out of the City’s payment of such Limited Economic Development
Grants to the Bank as described in this Assignment.
2. RECORDING/UCC. Developer authorizes Bank to file the Assignment with the
Dallas County Recorder’s office as well as a UCC-1 Financing Statement with the Iowa
Secretary of State giving notice to all third parties of Bank’s collateral interest.
3. DEFAULT. In the event Developer defaults under the Agreement, Bank shall
have the right, but not the obligation, to cure or cause the cure of such default on the same terms
and under the same conditions as Developer under the Agreement. The City agrees to accept
performance of Developer’s obligations under the Agreement from Bank under the terms of the
Assignment.
4. NEGATIVE PLEDGE. Developer agrees that it will not voluntarily or
involuntarily pledge, encumber or otherwise allow any lien to be placed upon its interests to the
Limited Economic Development Grants, except for that granted to Bank hereunder. The City
agrees not to further amend the Agreement in a manner that impacts the Limited Economic
Development Grants, without the prior written consent of the Bank, which consent shall not be
unreasonably withheld, delayed or conditioned. Bank agrees that it will not contest the
Minimum Assessment Agreement (as such term is defined in the Agreement).
5. ENFORCEMENT COSTS. If Bank hires an attorney to assist it in enforcing its
rights and remedies hereto, Developer agrees to pay the reasonable attorneys’ fees and costs
incurred by Bank.
6. INDEMNITY. Bank shall not be obligated to perform or discharge, nor does it
hereby undertake to perform or discharge, any obligation, duty or liability under the Agreement
or under or by reason of the Assignment; and Developer shall and does hereby agree to
indemnify Bank for and to hold Bank harmless of and from any and all liability, loss or damage
which it may or might incur under the Agreement or under or by reason of the Assignment, and
of and from any and all claims and demands whatsoever which may be asserted against it by
reason of any alleged obligations or undertakings on its part to perform or discharge any of the
Community State Bank / J. Mann
City Consent to Assignment of Economic Development Grants
3
terms, covenants or agreements contained in the Agreement, except for matters caused by Bank’s
negligence or willful acts. Should Bank incur any liability, loss or damage under the Agreement
or under or by reason of the Assignment, or in the defense of any such claims or demands, the
amounts thereof, including costs, expenses and reasonable attorney’s fees, shall be secured
hereby; and Developer shall reimburse Bank therefor immediately upon demand, and upon
failure of Developer to do so Bank may declare all sums secured hereby immediately due and
payable.
7. REPRESENTATIONS. The City represents to and for the benefit of the Bank
that:
(a) The Agreement is in full force and effect on the date hereof and represents
the valid, binding and enforceable obligations of the City. The City is not in default under the
Agreement and has not breached any of the terms of the Agreement.
(b) The City has received no notice of prior sale, transfer or assignment,
hypothecation or pledge of Developer’s interest in the Limited Economic Development Grants,
except as otherwise set forth herein.
8. NOTICES. Any notices required or permitted to be given with this Consent shall
be in writing and shall be deemed to have been given if and when received if personally
delivered, or on the second business day after being deposited in United States registered or
certified mail, postage prepaid, and addressed to a party at its address set forth below or to such
other address the party to receive such notice may have designated to all other parties by notice
in accordance herewith:
If to Bank: Community State Bank
625 SE 2nd Street,
Galva, Illinois 61434
Attention: Daniel Smith, Vice President
With a copy to: Polsinelli
7676 Forsyth Blvd., Suite 800
St. Louis, Missouri 63105
Attention: Mike Wazlawek
If to City: City of Waukee, Iowa
230 West Hickman Road
Waukee, Iowa 50263
Attention: City Clerk
If to Developer: The Quarter at Waukee, L.L.C.
4700 150th Street
Urbandale, Iowa 50323
Community State Bank / J. Mann
City Consent to Assignment of Economic Development Grants
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9. COUNTERPARTS. This Consent may be executed in any number of
counterparts, each of which shall be deemed an original, but all of which shall constitute one and
the same Consent.
IMPORTANT: READ BEFORE SIGNING, THE TERMS OF THIS
AGREEMENT SHOULD BE READ CAREFULLY BECAUSE ONLY THOSE TERMS
IN WRITING ARE ENFORCEABLE. NO OTHER TERMS OR ORAL PROMISES NOT
CONTAINED IN THIS WRITTEN CONTRACT MAY BE LEGALLY ENFORCED.
YOU MAY CHANGE THE TERMS OF THIS AGREEMENT ONLY BY ANOTHER
WRITTEN AGREEMENT.
Developer warrants that it has received a copy of this Consent and further states that it
understands fully the terms and conditions described herein.
Signature Pages to Follow
Community State Bank / J. Mann
City Consent to Assignment of Economic Development Grants
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EXHIBIT A
DEVELOPMENT AGREEMENT
Community State Bank / J. Mann
City Consent to Assignment of Economic Development Grants
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EXHIBIT B